Disclaimer

NFA Finserv Private Limited: CIN: U67190WB2004PTC099356, AMFI-registered Mutual Fund Distributor. AMFI ARN: 36357.

Compliance Officer Details: Mr. Anujit Nandy. Call: 033 - 4007 4817, or Email: info@nfainserv.com.

Investments in securities market are subject to market risks, read all the related documents carefully before investing.

Please read the SEBI prescribed Combined Risk Disclosure Document prior to investing. Brokerage will not exceed SEBI prescribed limit.

NFA Finserv Private Limited is a distributor for Non-Broking Products/Services such as Mutual Funds, Mutual Funds SIP, IPO, Bonds, Research reports, Insurance, PMS, Smallcase, Global Investing, any other Third Party Products/Services etc. These are not Exchange traded product and we are just acting as distributor. All disputes with respect to the distribution activity, would not have access to Exchange investor redressal forum or Arbritation mechanism. Kindly also refer to the detailed disclaimer for Third Party Products. NFA Finserv Private Limited (NFA) does not provide any Portfolio Management Services nor is an Investment Adviser.

Account opening - The account would be opened after all the procedures relating to IPV and client due diligence is completed.

• Equity: Investments in securities market are subject to market risks, read all the related documents carefully before investing. Please read the SEBI prescribed Combined Risk Disclosure Document prior to investing.
• Futures and Options (derivatives): Derivatives are a sophisticated investment device. The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts.
  Risk Disclosure on Derivatives
  
  As per a SEBI study dated 25 Jan 2023

1. 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
2. On an average, loss makers registered net trading loss close to ₹ 50,000.
3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

• Mutual Funds: Mutual Fund Investments are subject to market risks, please read the offer document carefully prior to investing. NFA Finserv Private Limited is a distributor of Mutual Funds. 
• IPO: NFA Finserv Private Limited is a distributor of IPO that are routed through third party.
• Bonds / debentures: NFA Finserv Private Limited is a distributor of Bonds and Debentures.
• PMS: Investments in securities are subject to market risk and there is no assurance or guarantee of the objectives of the Portfolio strategies being achieved. NFA Finserv Private Limited does not provide any Portfolio Management Services nor is an Investment Adviser.
• Trinity Accounts (sourced through Kotak Securities): The Bank account will be opened with Kotak Mahindra Bank Limited and Trading and Demat account with Kotak Securities Limited.
• Trinity Accounts (sourced through KMBL): The Bank and Demat account will be opened with Kotak Mahindra Bank Limited and Trading account with Kotak Securities Limited.
• NRI related services: This service does not constitute an offer to sell or a solicitation of an offer to buy any shares, securities or other instruments to any person in any jurisdiction where it is unlawful to make such an offer or solicitation. This service is not intended to be any form of an investment advertisement, investment advice or investment information and has not been registered under any securities law of any foreign jurisdiction and is only for the information of any person in any jurisdiction where it may be lawful to offer such a service.
• DND / TRAI related: Please note that by submitting details you are authorizing NFA Finserv Private Limited (or its authorized/group entities) to send you any communications through any modes, including but limited to in the form of messages, voice calls, through any digital means/channels including WhatsApp, Telegram, Instagram, Messenger, any over-the-top communication services etc. even if you are registered under DND (Do not Disturb). Please also note that communications with NFA Finserv Private Limited representatives may be recorded for internal quality and training purposes.
• Insurance: NFA Finserv Private Limited offers Insurance products which are offered from third party platforms like Fund Expert or any other corporate agent.
• GTC: Good till cancel (GTC) is a product offered by Kotak Securities Limited. Any complaints or disputes pertaining to the same shall not be entertained by Exchanges.
• Auto Invest: Auto Invest is a product offered by Kotak Securities Limited. Any complaints or disputes pertaining to the same shall not be entertained by Exchanges. Refer terms & conditions.
• Basket Order: Basket Order is a product offered by NFA Finserv Private Limited. Any complaints or disputes pertaining to the same shall not be entertained by Exchanges.
• Screeners: Screeners are not exchange approved products and any disputes relating to this will not have access to exchange investor redressal forum or arbitration mechanism.
• Super Multiple: All Super Multiple orders are "auto-square off" orders with a Stop Loss Price which you can define. It is mandatory to specify a Stop loss trigger price while placing order in this product. If you do not square off this order, or the stop loss price is not achieved by 3.10 pm, the auto square off process for your position(s) will start from 3.10 P.M. In Super Multiple it is mandatory to place a stop loss order where the trigger price cannot be lower than 1% of the LTP (BUY order) or 1% higher then Sell price of the LTP (SELL order). The product is applicable to specific list of scrips which is published by Kotak Securities here. You have the choice to place order in this product any trading day before 3.10 pm, at your discretion. Super Multiple order can help to increase leverage which may result into higher or lower profits/losses on account of higher exposure. Refer terms & conditions.
• Super Multiple Option: All Super Multiple Option orders are "auto-square off" orders with a Stop Loss Price which you can define. It is mandatory to specify a Stop loss trigger price while placing order in this product. If you do not square off this order, or the stop loss price is not achieved by 3.10 pm, the auto square off process for your position(s) will start from 3.10 P.M. The product is applicable to specific list of option contracts in Nifty & Bank Nifty which may change during the day depending on the market movement. You have the choice to place order in this product any trading day before 3.10 pm, at your discretion. Super Multiple option order can help to increase leverage which may result into higher or lower profits/losses on account of higher exposure. Refer terms & conditions.
• Margin Trading Facility (MTF) : The terms and conditions prescribed hereunder form part of account opening form, shall be read in conjunction with the rights and obligations as prescribed under SEBI circular no. CIR/ MIRSD/ 16/ 2011 dated August 22, 2011 and the Rules, Regulations, Bye laws, Rights and Obligation, Guidelines, circulars issued by SEBI and Exchanges from time to time. Refer terms & conditions. All the offers related to MTF are subject to provisions under SEBI circular CIR/MRD/DP/54/2017 dated June 13, 2017.
• Bracket Order : Trailing Stoploss orders or Bracket orders which are intended to limit losses or book profits may not be sent to the Exchange due to a possibility of slow or delayed or incomplete/missing tick by tick price or any other such system/network requirement which is beyond our control. This may result in delay in processing or not processing buy or sell orders. In such cases KSL shall not be held responsible to compensate the client against the resultant loss (actual/notional).
• Call and Trade : Investments in securities market are subject to market risks, read all the related documents carefully before investing. Available only to registered clients

In case any specific security/securities are displayed in the advertisement as examples, “The securities are quoted as an example and not as a recommendation”

In case of talking about past performance of any scrip or product or strategy, “Past performance does not indicate the future performance.”

 Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Our research should not be considered as an advertisement or advice, professional or otherwise. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and the like and take professional advice before investing. This research report and its respective content by NFA Finserv Private Limited made available on this page do not constitute an offer to sell or purchase or subscribe for any securities or solicitation of any investments or investment services for Canadian persons or US persons.

 Any views and/or opinions stated are personal. Please do thorough research or consult your financial manager/advisor before making an investment.